Commodity Futures Trading Commission Act

Results: 1755



#Item
131Economics / Stock market / High-frequency trading / Regulation NMS / U.S. Securities and Exchange Commission / Flash Crash / Commodity Futures Trading Commission / Algorithmic trading / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Financial markets / Finance

SEC Regulation SCI Rulemaking Comment Letter

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Source URL: www.sec.gov

Language: English - Date: 2013-04-22 11:52:35
132Finance / Commodity Futures Modernization Act / Futures contract / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity pool / Counterparty / Commodity broker / Commodities market / Financial economics / Financial system

ForexUpdateAdvisory3[removed]doc

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Source URL: www.cftc.gov

Language: English
133Options Clearing Corporation / OneChicago /  LLC / Futures exchange / Commodities market / Futures contract / Commodity Futures Trading Commission / Settlement / Securities Exchange Act / Exchange / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 19, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change to Clarify that O

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Source URL: www.sec.gov

Language: English - Date: 2015-02-20 10:44:19
134Finance / Legal Entity Identification for Financial Contracts / Dodd–Frank Wall Street Reform and Consumer Protection Act / Database / Commodity Futures Trading Commission / American International Group / Counterparty / Repurchase agreement / Futures contract / Financial economics / Financial risk / Systemic risk

PRACTICAL GUIDE FOR COMPLIANCE OFFICERS Swap Trade Reconstruction in 4 Phases

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Source URL: www.bloomberg.com

Language: English - Date: 2015-01-28 12:30:58
135Commodity Futures Trading Commission / Futures contract / Commodities market / Commodity Exchange Act / Swap / Exchange / Financial economics / Finance / Investment

Advisory Notice TO: Eris Exchange Participant Firms, Clearing Firms, and Brokers FROM:

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:14
136Financial system / Finance / Futures exchange / Enron / Late-2000s financial crisis / Financial markets / Commodity Futures Modernization Act / Commitments of Traders / Financial economics / Commodity Futures Trading Commission / Futures contract

Exhibit 4 Set forth below are proposed changes to the rule text, with additions represented by underscoring and deletions represented by [bracketing]. CBOE Futures Exchange, LLC Rules ***** CFE Rule 412B. [Reportable Pos

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Source URL: www.sec.gov

Language: English - Date: 2015-02-05 10:34:13
137Late-2000s financial crisis / Systemic risk / Stock market crashes / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Presidency of Barack Obama / Hedge fund / Commodity Futures Trading Commission / Flash Crash / Financial economics / Economics / Finance

special report The state of regulatory reform 2012 The following writers contributed to this Special Report:

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Source URL: accelus.thomsonreuters.com

Language: English - Date: 2014-11-05 06:00:05
138United States Securities and Exchange Commission / Financial economics / Finance / New Deal / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Commodity Futures Trading Commission / U.S. Securities and Exchange Commission / United States securities law / Financial regulation / 73rd United States Congress

Final Rule: Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information

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Source URL: www.sec.gov

Language: English - Date: 2015-02-11 10:59:37
139Financial regulation / Short selling / Clearing house / Commodity Futures Trading Commission / Futures contract / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures exchange / Short / Financial economics / Finance / Financial system

SUBMISSION COVER SHEET Exchange Identifier Code (optional) ORGANIZATION Date October 1, 2012

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
140Financial system / Financial regulation / Short selling / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Algorithmic trading / Financial economics / Financial markets / Finance

Advisory Notice TO: Eris Exchange Participant Firms, Clearing Firms, and Brokers FROM:

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:14
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